Oversight of the U.S. Securities and Exchange Commission | United States Committee on Banking, Housing, and Urban Affairs

Securities and Exchange Commission | SEC Overview & Purpose

Today, the Securities and Exchange Commission announced settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions Inc., for making false and misleading statements about their purported use of artificial intelligence (AI). The firms agreed to settle the SEC’s charges and pay $400,000 in total civil penalties. More about the enforcement cases: https://www.sec.gov/news/press-release/2024-36 | U.S. Securities and Exchange Commission | Facebook

1K views | The Securities and Exchange Commission recently released SEC MC No. 3-2024, which covered the regulations for using the Electronic Application for Modification of Entity Data (eAMEND) Portal. This makes it easier for business companies to submit their amendment filings and for the SEC to process them. Alex restates the most recent instructions for using eAMEND in his latest article. #PAGrantThornton #GrowWithUs #GreatPlaceToGrow | P&A Grant Thornton | Facebook

Southeastern Conference

SEC Chair: SEC still studies public company reporting requirements